We are a Fee only SEC registered RIA based in Appleton, Wi.
We assist our clients with:
We view our clients from a holistic standpoint and maintain a fiduciary duty to them.
We are looking for highly motivated, disciplined and experienced Financial Advisors to join our team and assist individuals and families to pursue their financial goals. Applicants must be committed to our vision of a client-centric approach to improve the financial health of clients.
Strong verbal and written communication skills are required. Activities and duties require a high level of organization, expertise and attention to detail. This position does require some travel based on client needs.
- meeting with and advising high net worth healthcare professionals and business owners
- collecting data from clients
- creating plans using firm standard tools
- presenting plan results
- working with clients and their other advisors such as CPAs, Attorneys and Insurance Agents to implement the plans and stay on track.
- assisting with the day to day duties of running a small business
Excellent benefits which include
Salary plus fee sharing based on experience and client base growth
The ability to purchase ownership in the company.
401(k) plan with match
Back Office and Administrative Support
State of the Art Technology Support
Experience in the Investment and Financial Planning Industry (7-10+ years).
Four year college degree
Great people skills and a positive attitude
Confidence and professionalism.
Exam Series 7 and 66 & 65. (Can be lapsed due to RIA association) Wisconsin Life and Health Insurance License
Clean U-4 and Background
Existing Book of Clients. (Even if restricted by non-compete) Or evidence of direct experience with a client base.
ChFC, CFP or CPA (or progress towards designation)
Preferred, but Not Required
Knowledge of MoneyGuide Pro Financial Planning Software
Knowledge of Morningstar Software
Knowledge of Raymond James systems
Knowledge of Microsoft Word and Excel
Additional Salary Information: Salary will be based on experience, knowledge, training and background in our business.